First Line Compliance Assistant

Job Type:
Job Sector:
Financial Services
North West
£17,500 to £17,500 per annum
Salary Description:
£17500 - £17500 Per Annum + Benefits
Job Ref:

Are you an experienced and passionate sales or financial professional, looking to further your career? If so we are now recruiting and are looking for individuals just like you!

What can we do for you?

- Highly competitive salary of £17,500 per annum
- 40 hours per week
- 30 days holiday including Bank Holidays
- Healthcare plan
- Life Assurance
- Salary Extras
- Workplace pension
- Zest

First Line Compliance Assistant Responsibilities:

As our First Line Compliance Assistant, you will be supporting the First Line Compliance Team Leader & First Line Compliance Officer and taking on the following responsibilities:

- To complete call audits and deliver feedback in a timely manner in order to reduce the risk to the business ensuring that regulatory results are at an acceptable level.
- Keeping up to date with regulatory changes that affect the business.
- Reporting findings to the Compliance Officer to help reduce risk throughout the business and improve processes to increase business and customer outcomes.
- Working alongside the First Line Compliance Officer to ensure targets are met.
- Achieve personal weekly/monthly KPIs and any additional targets.
- Follow FCA guidelines and regulations and keep up to date with regulatory changes.
- Demonstrate excellent administration skills with good attention to detail.
- Ensure the call audit process is followed and feedback is delivered in a timely manner in order to reduce the risk to the business ensuring that regulatory results are at an acceptable level.
- Help to produce the MI packs and ensure the trackers are completed correctly.
- Work with the First Line Compliance Officer & Team Leader to identify own areas of development.
- Build strong relationships with staff to assist with their development and learning and promote the compliance function throughout the business.
- Attend training sessions when required

The ideal First Line Compliance Assistant:

To be successful as our First Line Compliance Assistant, you will have a good knowledge of the Financial Services Industry & an understanding of Treating Customers Fairly with proven experience in a sales role. You will also possess:

- Good level of Maths and English
- Professional and confident, able to work as part of a team
- Ability to communicate effectively both orally and in writing
- Display excellent attention to detail, able to work under pressure, multi task and on own initiative
- Self-motivated & hard working
- Positive and flexible attitude

Who are we?

Established in 2007, Freedom Finance offer solutions in the personal finance market and strive to offer customers a better way to shop for loans. We believe that our people are our most important asset and that our people are what makes the business tick. Freedom Finance offer a range of Financial products through our lending platform including personal loans and mortgages.

If you are looking for your next challenge as a First Line Compliance Assistant, then we want to hear from you, please click APPLY!

The vacancy you have applied for is being advertised by CVWOW Ltd, the UK's leading, award winning recruitment specialist. No terminology in this advert is intended to be deemed discriminatory. We are happy to accept applications from all suitably qualified persons regardless of their age, gender, race, religion, disability, sexual orientation or marital status. Full terms and conditions of the CVWOW business can be found on our website.

Contact Details:
Tel: 02392856811
Contact: Danielle Field

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