Compliance Advice Quality Reviewer

Job Type:
Job Sector:
Financial Services
East Midlands
Salary Description:
Depending on experience
TalentSpa Recuitment
Job Ref:

Compliance Mortgage & Protection Advice Quality Reviewer

Location: Derby

Salary : Depending on experience

Job Type: Full-time, Permanent

About the company:

Finance Advice Group Ltd is a successful Mortgage, Loan & Insurance Network with a difference. They offer a better alternative for advisers who are looking for genuine help and support to grow their client bank in a compliant and professional manner.

Due to continued expansion we now require a suitably qualified Compliance Advice Quality Assessor based in Derby. This is an exciting opportunity to join a team who are integral to protecting our business against risk as well as providing an important support function to Advisers, Business Owners and the Field Compliance Team.

Responsibilities of the Compliance Advice Quality Reviewer

* Ensure that any remedial actions are completed within required timescales
* Provide a second line of support to Advisers, Business Owners & Field Compliance Managers on process & policy queries
* Support business change through input into system & process changes that affect Compliance
* Conducting Advice Quality Reviews - assessing advice documentation, providing feedback to individuals & Business Owners

Requirements of the Compliance Advice Quality Reviewer:

* The successful candidate MUST hold full CeMap or equivalent and MUST have recent and relevant industry experience, this could be in either advising within a regulatory role or compliance function
* A methodical, logical approach with a keen eye for detail
* The ability to work to deadlines and maintain quality of advice at all times
* The ability to prioritise workloads and work to tight deadlines
* Able to work well as an individual and as part of a team
* Self-motivated with a positive and "can-do" attitude
* IT skills and experience including Word, Excel, Outlook

Company Benefits

* 20 days holiday plus Bank Holidays
* Free Onsite Parking
* Pension Scheme

If you feel you're suitable for this Compliance Advice Quality Reviewer role then please apply today!

Contact Details:
TalentSpa Recuitment
Tel: 0844 8700 926
Contact: .

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